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Choosing the right investment firm is a vital step toward building long-term financial confidence. Whether you’re working to expand your portfolio, preparing for retirement, or seeking out new investment opportunities, partnering with a trusted and experienced advisor can help you make informed decisions in today’s dynamic market environment.
For individuals and businesses in Stockton, the firms listed below are recognized for their personalized financial strategies, strong fiduciary principles, and deep understanding of the local economic landscape.
- Attentive Investments
- Valley Financial Services
- Stifel
- VG Capital Financial Services
- Randolph & Klein Financial Services
- Schneider Asset Management
- LifePath Wealth Advisors
- Calturas Capital
- Transamerica Financial Advice
- Casey Knowles – Morgan Stanley
Attentive Investments
Attentive Investments is an independent, SEC-registered investment advisory firm based in Stockton, California, offering comprehensive financial planning and investment management services for individuals and businesses. Founded in 2004 and led by Athena Stone since its 2021 rebranding, the firm emphasizes a client-centric approach, tailoring strategies for retirement planning, education funding, wealth accumulation, and employer-sponsored retirement plans. As a fiduciary and a certified Women-Owned Small Business, Attentive Investments is committed to transparency, integrity, and acting in the best interests of its clients across all services.
Address: 5345 N El Dorado St #5, Stockton, CA 95207, United States
Phone: 2096364931
Email: [email protected]
Website: https://www.attentiveinv.com/
Valley Financial Services
Valley Financial Services is a family-owned financial advisory firm based in Stockton, California, with over 38 years of experience in providing personalized financial planning and wealth management services. Founded by Lindsey T. Randolph, CFP®, in 1987, the firm initially specialized in 403(b) Tax Sheltered Annuities for employees of schools and non-profit organizations. Over time, it expanded its offerings to include mutual funds, retirement planning, college funding, life insurance, long-term care insurance, and estate planning. In 2022, Lindsey’s son, Brooks T. Randolph, joined the firm to continue its legacy of dedication and integrity. Valley Financial Services is affiliated with Cetera Advisor Networks LLC, ensuring a wide range of investment products and services. The firm’s mission is to help clients pursue lifelong financial security by developing customized strategies that minimize taxes, secure retirement income, and maximize legacy for families and communities.
Address: 5757 Pacific Ave Suite 248, Stockton, CA 95207, United States
Website: https://www.valleyfinancialservicesca.com/
Phone: 2094743465
Email: [email protected]
Stifel
Stifel’s Stockton, California branch, located at 10100 Trinity Parkway, Suite 320, offers comprehensive wealth management and investment services to individuals and families in the region. Led by Branch Manager Larry Watts, AIF®, the experienced team of financial advisors—including Christy Frank, AAMS®, MBA; Donna Kane; Rob Thompson; and Brian Wilkinson—provides personalized financial strategies tailored to clients’ unique goals and risk tolerances. Whether clients are planning for retirement, saving for education, or seeking to optimize their investment portfolios, the Stockton branch emphasizes face-to-face relationships and customized solutions to help clients pursue their long-term financial objectives.
Address: 10100 Trinity Pkwy #320, Stockton, CA 95219, United States
Website: https://www.stifel.com/branch/ca/stockton
Phone: 2098882000
Email: [email protected]
VG Capital Financial Services LLC
VG Capital Financial Services LLC is an investment advisory firm based in Stockton, California. They offer a range of financial services, including investment management, retirement planning, estate planning, insurance solutions, and tax strategies. The firm operates under a fiduciary standard, ensuring that clients’ interests are always prioritized.
Address: 3244 Brookside Rd #140, Stockton, CA 95219, United States
Website: http://www.vgcapital.net
Phone: 2097625929
Email: [email protected]
Randolph & Klein Financial Solutions
Randolph & Klein Financial Solutions is a Stockton, California-based financial advisory firm that has been serving the community since 1985. Led by Phyllis Klein and Norman Randolph, the firm offers a values-based approach to financial planning, focusing on aligning clients’ financial strategies with their personal goals and values. Their comprehensive services include retirement planning, life and health insurance, estate planning, Medicare supplements, long-term care solutions, and investment management. Affiliated with Royal Alliance Associates, Inc., a member of FINRA/SIPC, Randolph & Klein operates under a fiduciary standard, ensuring that clients’ interests are always prioritized. The firm is known for its personalized service and commitment to financial literacy, offering educational workshops to empower clients in making informed financial decisions.
Address: 2087 Grand Canal Blvd STE 5, Stockton, CA 95207, United States
Website: https://www.randolphandklein.com/
Phone: 2099561212
Email: [email protected]
Schneider Asset Management
Schneider Asset Management is a financial advisory firm based in Stockton, California, offering comprehensive financial planning and investment management services. With a team of experienced professionals, the firm focuses on helping clients develop strategies to address their financial goals and objectives, utilizing efficient methods tailored to individual needs. Their proactive approach aims to guide clients through various financial stages, ensuring long-term financial well-being.
Address: 3439 Brookside Rd STE 211, Stockton, CA 95219, United States
Website: https://www.schneiderasset.com/
Phone: 2098886111
Email: [email protected]
LifePath Wealth Advisors
LifePath Wealth Advisors is a Stockton, California-based financial advisory firm that emphasizes aligning financial strategies with clients’ core values. Led by Anthony Apostolidis, CFP®, CEPA®, the firm offers comprehensive services including financial planning, investment management, and risk management. They cater to a diverse clientele, with specialized services for business owners, entrepreneurs, and women investors. LifePath Wealth Advisors is affiliated with LPL Financial, a registered investment advisor and member of FINRA/SIPC.
Address: 10100 Trinity Pkwy # 430, Stockton, CA 95219, United States
Website: https://www.lifepathwealthadvisor.net/
Phone: 209-956-7020
Email: [email protected]
Calturas Capital
Calturas Capital is a California-based alternative investment firm specializing in syndicated commercial real estate investments. With over 26 years of market expertise, the firm focuses on acquiring high-yield commercial properties, including retail spaces, multifamily apartments, and agricultural assets like olive orchards. Calturas Capital offers investors a passive investment experience, emphasizing zero debt risk and a shielded liability structure, ensuring that limited partners are not personally liable for debt obligations . Their investment strategy leverages off-market acquisitions and strategic asset management to deliver consistent returns. Notable projects include the Heavenly Gardens apartments in Tracy, CA, and the Corning Olive Orchards, both of which have demonstrated significant returns and tax benefits for investors . By investing their own capital alongside that of their clients, Calturas Capital aligns its interests with those of its investors, fostering trust and long-term partnerships.
Address: 1611 W March Ln, Stockton, CA 95207, United States
Website: https://calturas.com/
Phone: 9252262455
Email: [email protected]
Transamerica Financial Advisors, Inc.
Transamerica is a prominent financial services company headquartered in Baltimore, Maryland, and operates as a subsidiary of the global financial group Aegon Ltd. With a history dating back to 1904, Transamerica offers a comprehensive range of services, including life insurance, retirement planning, investment solutions, and employee benefits. The company serves over 10 million customers and manages approximately $427 billion in revenue-generating investments as of December 31, 2023 . Transamerica is committed to helping individuals and businesses achieve financial security and peace of mind through its diverse product offerings and personalized financial strategies.
Address: 149 W Yokuts Ave suite b, Stockton, CA 95207, United States
Phone: 2093337748
Website: https://www.transamerica.com/
Email: [email protected]
Casey Knowles – Morgan Stanley
Casey Knowles is a Senior Vice President and Financial Advisor at Morgan Stanley, based in Stockton, California. With over 15 years of experience in the financial services industry, he provides comprehensive wealth management solutions tailored to individual and business clients. His services encompass retirement planning, estate planning strategies, business succession planning, asset management, and financial planning. Casey is registered to offer investment advisory and brokerage services in multiple states, including California and Texas. He is also affiliated with Morgan Stanley Private Bank, National Association, where he specializes in conventional mortgage loans.
Address: 3421 Brookside Road, Suite A, Stockton, CA 95219
Phone: 2094762833
Website: https://advisor.morganstanley.com/casey.knowles
Email: [email protected]
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