Investment Firms in Fontana To Consider

Birmingham, Alabama, a historic industrial city now redefined by finance, healthcare, and higher education, has emerged as a Southern stronghold for professional services. Its revitalized economy supports a diverse field of investment advisors—ranging from long-established family wealth offices to data-driven asset managers. These firms bring expertise in retirement income strategies, ESG investing, generational financial planning, and tax-conscious wealth accumulation. This guide serves as a neutral starting point for exploring Birmingham’s refined and expanding investment advisory space.

1. Mainsail Asset Management, LLC

Invest Prudently, operated by Mainsail Asset Management in Birmingham, Alabama, is a registered investment advisory firm offering tailored wealth management services for individuals, families, and business owners. Their three-part approach—Investment Consulting, Advanced Planning, and Relationship Management—ensures efficient portfolio management, comprehensive financial strategies, and strong client-advisor partnerships. With a team that includes CPAs, the firm provides clear, actionable guidance to help clients navigate complex financial decisions and achieve long-term goals.

Phone: 2055367776

Email: [email protected]

Address: 2229 1st Ave S #225, Birmingham, AL 35233, United States

Website: https://investprudently.com/

2. Ballast Wealth

Ballast Wealth Management is a fee-only registered investment advisory firm founded by Jules Joly, CPFA, specializing in tax-focused financial planning for high-net-worth clients such as real estate agents, physicians, and business owners. Through a personalized six-step process, the firm provides services including wealth protection, estate planning, and real estate investment strategies, working closely with clients’ CPAs and attorneys to maximize tax efficiency and legacy planning. Licensed in multiple states, Ballast Wealth takes a holistic, client-centered approach to simplify complex financial matters and deliver customized, goal-oriented advice.

Phone: 2057895003

Email: [email protected]

Address: 3617 5th Ave S, Birmingham, AL 35222, United States

Website: http://www.ballastwealth.com/

3. ValStone Partners

ValStone Partners is a private equity investment firm headquartered in Birmingham, Michigan, with an additional office in Baltimore, Maryland. Founded in 1998, the firm specializes in alternative investments, including direct real estate, commercial real estate loans, and senior housing across various asset classes such as retail, office, multi-family, industrial, and hospitality. As an SEC-registered investment advisor, ValStone Partners has completed transactions exceeding $1.2 billion in aggregate stated value. The firm emphasizes a disciplined investment approach, leveraging deep industry relationships and analytical rigor to identify value-add opportunities and manage assets effectively. As of December 31, 2022, ValStone Partners manages approximately $840 million in assets.

Phone: 248-646-9200

Email: [email protected]

Address: 260 East Brown Street, Suite 250, Birmingham, MI 48009

Website: https://valstonepartners.com

4. The McGriff Alliance

The McGriff Alliance is a Birmingham-based financial advisory firm committed to helping individuals and families achieve financial health and freedom. Founded in 1994, the firm specializes in three core tactics: eliminating debt, building wealth, and protecting assets for future generations. By offering alternatives to traditional financial planning, The McGriff Alliance assists clients in getting out of debt quickly, exploring better investment options, and collaborating with CPAs to create personalized back-office solutions. Their mission is to design strategies for financial security, ensuring that clients are as financially healthy as possible to live life to the fullest. The firm emphasizes a collaborative approach, partnering with professionals to provide tailored financial solutions.

Phone: 205-991-4448

Email: [email protected]

Address: 2201 Providence Park, Suite 100, Birmingham, AL 35242

Website: http://www.themcgriffalliance.com

5. Harbert Management Corporation

Harbert Management Corporation (HMC) is a Birmingham, Alabama-based, privately owned investment firm managing approximately $8.1 billion in assets as of March 31, 2025. Founded in 1993, HMC offers alternative investment strategies across real assets, private capital, and absolute return categories, serving institutional and high-net-worth clients globally. With offices in key U.S. and European cities, HMC is known for its disciplined, opportunistic approach—often co-investing alongside clients—and is committed to delivering consistent alpha while cultivating top-tier talent.

Phone: 2059875500

Address: 2100 3rd Ave N #600, Birmingham, AL 35203, United States

Website: http://www.harbert.net/

6. DreamWork Financial Group

DreamWork Financial Group is a fee-only Registered Investment Advisor (RIA) based in Birmingham, Alabama, committed to accessible, transparent, and client-centric financial services. Led by Chief Financial Strategist Clint Kirby, the firm offers its signature Investing Gameplan™, which delivers personalized investment management, wealth planning, estate strategies, and retirement solutions without account minimums or hidden fees. Emphasizing innovation and fiduciary responsibility, DreamWork enables clients to build custom portfolios and track progress in real time, all while upholding its core values of innovation, inclusion, transparency, and client-first advice.

Phone: 2053791049

Email: [email protected]

Address: 420 20th St N Suite 2200, Birmingham, AL 35203, United States

Website: https://dreamwork.financial/

7. IronVest Partners

IronVest Partners is a full-service commercial real estate firm based in Birmingham, Alabama, specializing in the acquisition, redevelopment, and management of retail and industrial properties. Founded in 2018, IronVest operates with the principle “As iron sharpens iron, one man sharpens another,” emphasizing teamwork and integrity. The firm offers services in brokerage, property management, and investment, with a strong track record of over $280 million in brokered deals and management of more than 750,000 square feet across 28 properties. IronVest actively engages investors, often co-investing to align interests, and focuses on revitalizing Birmingham through projects like the redevelopment of historic buildings and shopping centers such as the Steiner Building and Grants Mill Station.

Phone: 2055988382

Email: [email protected]

Address: 2101 1st Ave N Suite 200, Birmingham, AL 35203, United States

Website: http://www.ironvestpartners.com/

8. NBC Securities Inc

NBC Securities, Inc. is an employee-owned, independent broker-dealer and registered investment advisor based in Birmingham, Alabama. Founded in 1995, the firm provides a full range of financial services, including private wealth management, retirement planning, insurance, and institutional solutions, through a nationwide network of experienced advisors. With over $5 billion in assets under advisement and an average advisor experience of over 25 years, NBC Securities emphasizes legacy-focused financial planning. The firm partners with RBC Clearing and Custody for strong custodial and trading infrastructure, combining boutique service with institutional-grade resources. NBC Securities is committed to building lasting relationships and helping clients achieve their financial goals.

Phone: 2054212390

Email: [email protected]

Address: 1927 1st Ave N 9th floor, Birmingham, AL 35203, United States

Website: http://www.nbcsecurities.com/

9. Porter White & Company Management

Porter White & Company is a financial advisory firm based in Birmingham, Alabama, founded in 1975. The firm offers a wide range of services, including investment banking, municipal advisory, wealth management, and valuation, catering to businesses, professionals, nonprofits, governments, and families. Porter White & Company focuses on a client-centric approach, customizing solutions to meet individual financial goals. Their expertise includes mergers and acquisitions, capital advisory, project finance, and investment consulting. The firm is also committed to community engagement, with team members actively involved in various civic and nonprofit organizations, demonstrating a commitment to both financial excellence and societal impact.

Phone: 2052523681

Email: [email protected]

Address: 1927 1st Ave N 10th Floor, Birmingham, AL 35203, United States

Website: http://www.pwco.com/

10. Savant Wealth Management

Savant Wealth Management’s Birmingham office offers personalized, fee-only financial advisory services for individuals, families, and businesses. The team, led by Managing Partner D. Wayne Harris, CFP®, and financial advisors William J. Wetzler, CFP®, and J. Samuel Fitch, CFP®, provides services including investment management, financial planning, estate planning, tax advisory, trust services, and business consulting. Serving clients with at least $750,000 in investable assets, Savant operates with a fiduciary duty, ensuring that client interests come first. The firm’s employee-owned structure reinforces its commitment to delivering customized financial solutions and exceptional client satisfaction.

Phone: 2052088700

Email: [email protected]

Address: 101 25th St N # 100, Birmingham, AL 35203, United States

Website: https://savantwealth.com/

Navigating Birmingham’s Investment Firms Landscape

Investors exploring Birmingham’s investment firms are encouraged to evaluate not only core metrics such as portfolio performance and regulatory compliance, but also how each firm’s strategic philosophy aligns with their long-term financial aspirations and risk preferences. As a city with deep financial roots and a growing presence in healthcare, technology, and advanced manufacturing, Birmingham hosts a broad spectrum of advisory firms equipped to support diverse objectives—from wealth accumulation and retirement readiness to intergenerational estate planning. In a competitive financial environment marked by both tradition and transformation, discerning clients should prioritize fiduciary integrity, advisory methodology, and client-focused service models to establish partnerships that are both resilient and forward-looking.