Investment Firms in Scottsdale To Consider

Scottsdale, Arizona has become a key financial hub in the Southwest, driven by its affluent population, economic diversity, and growth in sectors like real estate, healthcare, and technology. The city hosts a wide range of investment and wealth management firms, from independent advisors to nationally affiliated institutions. These firms provide tailored services including tax-efficient investing, retirement planning, and asset preservation. As investor needs grow more complex, Scottsdale’s financial sector continues to advance in scope and expertise. This summary offers an objective overview of the city’s dynamic investment landscape.

1. Watch Guard Capital

Watch Guard Capital LLC is a Registered Investment Advisor (RIA) offering personalized financial planning and investment management services across multiple U.S. states, including Arizona and California. Committed to fiduciary standards, the firm prioritizes client interests through transparent, disciplined investment strategies that include ETFs, stocks, and risk-mitigation tools. Its services span comprehensive financial planning, portfolio management, and debt reduction, with the goal of enhancing long-term financial health. Watch Guard Capital is known for delivering independent, objective advice with a strong emphasis on integrity and professionalism.

Phone: 18886760962

Email: [email protected]

Address: 6929 Hayden Rd ste c4-206, Scottsdale, AZ 85250

Website: http://watchguardcapital.com/

2. KDI Wealth Management

KDI Wealth Management, established in 2005 by Kevin Dick in Scottsdale, Arizona, offers a wide array of financial advisory services for individuals, families, and business owners. The firm specializes in collaborative financial planning, tax and estate strategies, risk management, college planning, and business retirement solutions. KDI adopts a “peer-to-peer” approach, fostering collaboration between clients, advisors, and stakeholders to craft customized financial strategies. In 2024, the firm was acquired by Bluespring Wealth Partners, which allows KDI to combine institutional resources with its commitment to personalized service. Led by CEO Kevin Dick, President Carrie Dick, and Vice President Shane Keith, KDI continues to prioritize simplifying complex financial decisions and providing integrated wealth management solutions.

Phone: 18774744350

Email: [email protected]

Address:8901 E Pima Center Pkwy Unit 205, Scottsdale, AZ 85260

Website: http://www.kdiwealth.com/

3. Inspired Healthcare Capital

Inspired Healthcare Capital (IHC) is a private equity firm focused on senior housing investments, managing a diversified portfolio exceeding $1.5 billion across the United States. Founded to empower lives through innovative senior housing solutions, IHC invests in properties offering Assisted Living (AL), Memory Care (MC), and Transitional Memory Care (TMC), such as Arbor Terrace Naperville (Illinois) and Ashbrook Village (Georgia). Since becoming vertically integrated in 2022, the firm has broadened its investment offerings to include Delaware Statutory Trusts (DSTs), income funds, and development funds, serving accredited investors interested in the growing senior housing market. Led by CEO Luke Lee and President Patrick Lam, IHC remains committed to strategic acquisitions and development projects, addressing the increasing demand for senior care fueled by the aging U.S. population.

Phone: 18552982988

Email: [email protected]

Address: 7047 E Greenway Pkwy STE 300, Scottsdale, AZ 85255

Website: https://www.ihcfunds.com/

4. North Scottsdale Wealth Advisors

North Scottsdale Wealth Advisors (NSWA) is an independent, fee-only Registered Investment Advisor (RIA) based in Scottsdale, Arizona. Founded by David Kahn, a seasoned financial professional with over two decades of experience in major Wall Street firms, NSWA offers personalized wealth management services with a fiduciary commitment to act in clients’ best interests . The firm provides comprehensive financial planning and active investment management, focusing on aligning clients’ financial goals with tailored strategies. David Kahn personally manages client portfolios, leveraging his extensive expertise to navigate market volatility and optimize investment outcomes .NSWA emphasizes a dynamic and customized approach to wealth management, aiming to help clients seize opportunities, manage risks, and achieve their most important financial objectives. They offer a complimentary “Get Acquainted” meeting to potential clients, ensuring a transparent and client-focused service model.

Phone: 18446273755

Email: [email protected]

Address: 21803 N Scottsdale Rd Ste 260, Scottsdale, AZ 85255

Website: http://nswadvs.com/

5. 72(t) Professor Powered by Spivak Financial Group

​72(t) Professor, powered by The Spivak Financial Group, is a specialized advisory service focused on helping individuals access their retirement funds—such as IRAs, 401(k)s, 403(b)s, and TSPs—before age 59½ without incurring the standard 10% early withdrawal penalty. This is achieved through IRS Rule 72(t), which allows for Substantially Equal Periodic Payments (SEPP) under specific conditions.​ With over 35 years of experience, Stuart J. Spivak, LUTCF | RFC®, leads the firm, which has assisted more than 500 clients nationwide. Operating under a fiduciary standard, the firm offers personalized, independent wealth management solutions without proprietary products .​

Phone: 18447763728

Email: [email protected]

Address: 8753 E Bell Rd Suite #101, Scottsdale, AZ 85260

Website: http://72tprofessor.com/

6. Kaplan Group Investments

KG Investments, a private family office based in Scottsdale, Arizona, specializes in technology-focused investments, including direct equity, secondary securities, and structured financing. Founded in 1994 as a division of Kaplan Group Investments, LLC, the firm brings over two decades of experience in supporting technology-driven businesses. Its investment strategy spans early-stage funding in sectors like software, SaaS, consumer technology, and fintech, while also diversifying into non-traditional assets such as asset-backed loans and cash flow financing for small businesses. KG Investments typically invests between $200,000 and $2 million per transaction, with the capacity to participate in syndicated deals up to $20 million. Notable portfolio companies include Tenstorrent, Ripple, and Persefoni. The firm is led by Managing Partner Allan Kaplan, Partner Giles Somerville, and CFO Vickie Wittie, who prioritize a hands-on approach to nurturing high-growth ventures.

Phone: 18115210305

Email: [email protected]

Address: 15210 N Scottsdale Rd #305, Scottsdale, AZ 85255

Website: http://kginvest.net/

7. Family Wealth Advisors LLC

Family Wealth Advisors, LLC is a comprehensive financial services firm with offices in Scottsdale, Arizona, and Wisconsin. The firm offers a range of services including financial planning, retirement advising, wealth management, estate planning, insurance, Medicare guidance, and Social Security optimization. Their team comprises professionals with diverse backgrounds in financial, legal, and tax planning, holding credentials such as Certified Estate Planner and Registered Financial Consultant. While primarily focused on fee-based wealth management, Family Wealth Advisors also provides traditional brokerage services, mutual funds, life and long-term care insurance, and fixed income investments. They cater to individuals and business owners, emphasizing prudent planning as a pathway to financial success.

Phone: 18096956671

Email: [email protected]

Address: 6900 E Camelback Rd Suite A-39, Scottsdale, AZ 85251

Website: http://www.familywealthadvisors.com/

8. Total Investment Management

Total Investment Management (TIMGT), located in Scottsdale, Arizona, is a financial advisory firm specializing in services for airline industry professionals, including pilots, flight attendants, and other aviation personnel. Established in 1991, TIMGT has over 30 years of experience offering tailored financial solutions, such as investment management, retirement planning, and 401(k) management, designed to address the specific financial needs of airline employees. The firm manages over $1.2 billion in assets and has served more than 1,000 aviation families, emphasizing personalized financial strategies to help clients achieve their retirement objectives. With a team that combines extensive financial expertise and industry-specific knowledge, TIMGT ensures a deep understanding of the unique challenges faced by airline professionals. Additionally, the firm provides clients with financial planning tools, including a secure online portal and regular market updates to keep them informed.

Phone: 18009621180

Email: [email protected]

Address: 9383 E Bahia Dr STE 120, Scottsdale, AZ 85260

Website: http://timgt.com/

9. Walton Global

Walton Global, founded in 1979, is a prominent real estate investment and land asset management firm specializing in pre-development land in high-growth corridors across North America. With 46 years of experience, the firm manages approximately $4.53 billion in assets and has distributed over $2.67 billion to investors in 92 countries. Walton’s investment strategy focuses on the strategic acquisition of land, long-term planning, entitlement processes, and collaborations with leading homebuilders and developers to create sustainable communities and enhance asset value. The firm offers a variety of investment options, including Pre-Development Land Investments, Builder Land Financing (BLF), DST/1031 Growth Investments, and Fixed Income products, catering to institutional and high-net-worth investors seeking real estate opportunities.

Phone: 18009596048

Email: [email protected]

Address: 8800 N Gainey Center Dr suite 345, Scottsdale, AZ 85258

Website: https://walton.com/

10. WT Wealth Management

WT Wealth Management, LLC is an SEC-registered investment advisory firm headquartered in Scottsdale, Arizona. Established in 2013 and registered in 2018, the firm offers a comprehensive suite of financial services, including investment management, financial planning, tax preparation, estate planning, and legal services through affiliated entities such as WT Tax Accounting and WesternTrust Law. With over 100 years of combined experience, the firm’s team provides personalized, relationship-based services to clients across 14 states. They manage approximately $311 million in assets across 2,429 accounts, maintaining a client-to-advisor ratio of 1:73 . WT Wealth Management emphasizes a holistic approach, integrating various financial disciplines to help clients achieve their financial goals .

Phone: 18008250616

Email: [email protected]

Address: 7161 E Rancho Vista Dr, Scottsdale, AZ 85251

Website: https://www.wtwealthmanagement.com/

Navigating Scottsdale’s Investment Firms Landscape

Choosing the right investment firm in Scottsdale requires careful consideration of financial objectives, risk tolerance, and the advisory style of prospective firms. As the city’s economy and population grow, the range of financial services available has expanded, encompassing independent boutique advisors, multi-family offices, and nationally affiliated wealth management institutions. This guide aims to provide an overview of the variety of professional investment services in Scottsdale, rather than endorsing any specific firm. Thorough due diligence, understanding fee structures, and evaluating the credentials of advisors are crucial steps in selecting a firm that aligns with long-term financial goals. With its continued economic development and affluent demographic, Scottsdale offers a dynamic environment for sophisticated, client-focused investment strategies.