Raleigh, North Carolina, is home to a diverse range of investment management firms that cater to individuals, families, and businesses seeking expert financial guidance. These firms offer a variety of services, including wealth management, retirement planning, estate planning, and investment strategies tailored to clients’ unique goals. Whether you’re looking for comprehensive financial planning, alternative investment opportunities, or multi-generational wealth management, Raleigh’s investment firms provide specialized expertise to help you navigate the complexities of financial growth and security. Below is a curated list of top investment management firms in Raleigh, each with distinct strengths and service offerings.
Investment Firms in Raleigh to Consider
- Olde Raleigh Financial Group
- Capital Investment Companies
- Triangle Wealth Management
- Hatteras Funds
- Wrenn Financial Strategies Inc
- Navitas Wealth Advisors
- Capital Advisers Inc
- Steward Wealth Strategies
- Raleigh Investment Advisors Inc.
- Shah Capital Management Inc
1. Olde Raleigh Financial Group
Olde Raleigh Financial Group is an employee-owned, fee-based financial advisory firm based in Raleigh, North Carolina, offering personalized wealth management services. Their comprehensive offerings include retirement and tax planning, investment management, 401(k) allocation, Social Security analysis, education funding strategies, insurance planning, and estate planning. Emphasizing independence and client-centricity, the firm ensures transparency through a fee-based structure and leverages technology for efficient communication and plan management. With a team of seasoned advisors, Olde Raleigh Financial Group is committed to building long-term relationships, guiding clients through various life stages to achieve financial clarity and confidence.
🔹 Services: Investment Management, Retirement Planning, Tax Planning, 401(k) Allocation, Social Security Analysis, Education Funding Strategies, Insurance Planning, Estate Planning
📍 Address: 3110 Edwards Mill Rd Ste 340, Raleigh, NC 27612
📞 Phone: (919) 861-8212
🔗 Website: Olde Raleigh Financial Group
📧 Contact: [email protected]
2. Capital Investment Companies
Capital Investment Companies, headquartered in Raleigh, North Carolina, is a prominent independent financial services and brokerage firm serving the Southeastern United States. With over four decades of experience, the firm operates through its Ensemble Platform, comprising various affiliated entities such as Capital Investment Group, Inc., Capital Investment Brokerage, Inc., and Capital Investment Counsel, Inc. This integrated structure allows Capital Investment Companies to offer a comprehensive suite of services, including financial planning, investment management, insurance, retirement planning, and estate planning, all under one roof. The firm’s commitment to independence and personalized service ensures that clients receive tailored financial solutions designed to meet their unique needs and goals.
🔹 Services: Investment Management, Financial Planning, Retirement Planning, Insurance, Estate Planning
📍 Address: 100 E Six Forks Rd #200, Raleigh, NC 27609
📞 Phone: (919) 831-2370
🔗 Website: Capital Investment Companies
📧 Contact: [email protected]
3. Triangle Wealth Management
Triangle Wealth Management is an independent, employee-owned investment advisory firm based in Raleigh, North Carolina, dedicated to assisting families in developing strategic plans to achieve their long-term financial goals. Founded in 2000 by Paul D. Reynolds, III, the firm specializes in retirement lifestyle planning, discretionary portfolio management, retirement accumulation planning, Social Security IRA & pension distribution planning, life insurance needs, transfer of wealth and asset protection strategies, education planning, and cash management. With a team of experienced professionals, Triangle Wealth Management serves over 500 families primarily in North Carolina and the Southeast, offering personalized financial strategies tailored to each client’s unique needs and circumstances.
🔹 Services: Investment Management, Retirement Planning, Estate & Wealth Transfer, Education Planning, Insurance Strategies
📍 Address: 1301 Annapolis Dr, Raleigh, NC 27513
📞 Phone: (919) 838-3221
🔗 Website: Triangle Wealth Management
📧 Contact: [email protected]
4. Hatteras Funds
Hatteras Investment Partners, founded in 2003 and based in Raleigh, North Carolina, is an alternative investment firm offering specialized funds such as the Hatteras Private Markets Plus Fund and the Lower Middle Market Buyouts Fund, aimed at providing diversified exposure to private equity and alternative asset classes. The firm caters to financial advisors and institutional investors seeking access to alternative investment strategies. However, in 2021, Hatteras sold its funds to The Beneficient Company, a move that led to significant investor losses—up to 95% in some cases—and resulted in a class-action lawsuit filed in April 2024 against its leadership for alleged failure to disclose the sale and obtain investor approval. Despite these challenges, Hatteras continues to operate, offering its investment products and services to clients.
🔹 Services: Investment Management, Private Equity Funds, Alternative Investment Strategies
📍 Address: 6601 Six Forks Rd Suite 340, Raleigh, NC 27615
📞 Phone: (919) 846-2324
🔗 Website: Hatteras Funds
📧 Contact: [email protected]
5. Wrenn Financial Strategies Inc
Mercer Advisors’ Raleigh office provides comprehensive wealth management services tailored to individuals and families seeking holistic financial solutions. Their integrated approach encompasses financial planning, investment management, tax planning and preparation, estate planning, insurance solutions, and trustee services. The Raleigh team collaborates with clients to develop personalized strategies addressing various life stages and financial goals, including retirement planning, managing inherited wealth, and navigating complex family dynamics. By leveraging a unified in-house team of planners, investors, accountants, and estate specialists, Mercer Advisors aims to simplify clients’ financial lives and help them achieve long-term financial security.
🔹 Services: Investment Management, Financial Planning, Tax & Estate Planning, Insurance Solutions
📍 Address: 8352 Six Forks Rd Ste 201, Raleigh, NC 27615
📞 Phone: (919) 848-9999
🔗 Website: Wrenn Financial Strategies
📧 Contact: [email protected]
6. Navitas Wealth Advisors
Navitas Wealth Advisors is a boutique wealth management firm with offices in Mississippi, North Carolina, and Georgia, dedicated to helping affluent families build enduring, multi-generational wealth. Their approach emphasizes clarity over complexity, guiding clients through a structured framework that aligns financial strategies with deeply held family values and long-term goals. Rather than focusing on product sales, Navitas positions itself as a problem-solving partner, facilitating open dialogue among family members to ensure wealth serves as a source of independence and purpose across generations. Their services encompass financial, generational, entrepreneurial, and philanthropic planning, all delivered by a multidisciplinary team committed to fostering trust and accountability.
🔹 Services: Investment Management, Multi-Generational Wealth Planning, Philanthropic & Entrepreneurial Strategies
📍 Address: 3101 Industrial Dr #110, Raleigh, NC 27609
📞 Phone: (919) 856-1615
🔗 Website: Navitas Wealth Advisors
📧 Contact: [email protected]
7. Capital Advisers Inc
Capital Advisers, Inc., a component of the Capital Investment Companies Ensemble Platform, offers a mobile application designed to enhance client engagement and financial management. This app enables users to view account information, balances, and facilitates easy communication with their advisors. Recent updates have introduced features such as custom date selection for in-depth portfolio reviews, toggling between different versions of financial plans, and access to behavioral finance assessments like BeFi20 and PulseCheck. Additionally, users can now monitor managed account daily performance changes, sort orders, allocation groupings, realized gains/losses, and household-level transactions. These enhancements reflect Capital Advisers’ commitment to providing clients with comprehensive tools for informed financial decision-making.
🔹 Services: Investment Management, Financial Planning, Behavioral Finance Assessments, Portfolio Tracking
📍 Address: 100 E Six Forks Rd #250, Raleigh, NC 27609
📞 Phone: (919) 865-1930
🔗 Website: Capital Advisers Inc
📧 Contact: [email protected]
8. Steward Wealth Strategies
Steward Wealth Strategies is a financial advisory firm committed to helping clients achieve their financial goals through personalized investment management and comprehensive financial planning. Their team works closely with individuals, families, and business owners to develop strategies that align with their unique financial objectives. By focusing on long-term growth, risk management, and tax efficiency, Steward Wealth Strategies ensures clients have a clear path toward financial security. Their services include retirement planning, estate planning, and investment portfolio management, all delivered with a client-first approach.
🔹 Services: Investment Management, Retirement Planning, Estate Planning, Tax-Efficient Strategies
📍 Address: 343 E Six Forks Rd Ste 100, Raleigh, NC 27609
📞 Phone: (919) 803-0035
🔗 Website: Steward Wealth Strategies
📧 Contact: [email protected]
9. Raleigh Investment Advisors Inc.
Raleigh Investment Advisors Inc. is a trusted financial advisory firm providing tailored investment solutions to individuals and businesses in the Raleigh area. With a focus on disciplined portfolio management and strategic financial planning, the firm helps clients navigate market complexities while working toward their financial goals. Their services include retirement planning, wealth preservation, and tax-efficient investment strategies. By maintaining a client-centric approach, Raleigh Investment Advisors ensures personalized attention and customized financial strategies for every client.
🔹 Services: Investment Management, Retirement Planning, Wealth Preservation, Tax-Efficient Investing
📍 Address: 1122 Oberlin Rd, Raleigh, NC 27607
📞 Phone: (919) 783-9700
🔗 Website: Raleigh Investment Advisors
📧 Contact: [email protected]
10. Shah Capital Management Inc
Shah Capital Management Inc is an investment advisory firm specializing in global equity strategies and wealth management services. The firm focuses on delivering strong risk-adjusted returns through disciplined investment research and portfolio management. Serving high-net-worth individuals, families, and institutions, Shah Capital Management provides customized investment solutions tailored to clients’ financial objectives. Their expertise includes growth investing, international markets, and long-term wealth accumulation strategies.
🔹 Services: Investment Management, Global Equity Strategies, Wealth Management, Portfolio Management
📍 Address: 2301 Sugar Bush Rd #510, Raleigh, NC 27615
📞 Phone: (919) 719-6360
🔗 Website: Shah Capital Management
📧 Contact: [email protected]
Raleigh’s investment management landscape offers a variety of firms, each with specialized expertise to meet diverse financial needs. Whether you prioritize retirement planning, alternative investments, or multi-generational wealth strategies, these firms provide valuable guidance to help you achieve financial success. By choosing a firm that aligns with your goals and values, you can build a strong financial foundation for the future. Consider reaching out to one of these top Raleigh investment firms to explore how they can assist in your financial journey.
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