Laying the foundation for a secure and rewarding retirement starts with strategic planning, and selecting the right retirement planner in Stockton is a key part of that process. Whether you’re early in your career or approaching retirement, an experienced advisor can help you craft a plan that reflects your personal goals, lifestyle, and long-term financial needs.
In Stockton, the retirement planning professionals featured below are known for offering personalized guidance, local market knowledge, and a strong commitment to helping clients build financial confidence for the future.
1. Valley Financial Services
2. The Bott Group at Morgan Stanley
3. VG Capital Financial Services LLC
4. Randolph & Klein Financial Solutions
5. Transamerica Financial Advisors, Inc.
6. Calturas Capital
7. Jacob Bruce – Financial Professional
8. LifePath Wealth Advisors
9. Stifel
10. Attentive Investments
Valley Financial Services
Valley Financial Services is a family-owned financial advisory firm based in Stockton, California, with over 38 years of experience in providing personalized financial planning and wealth management services. Founded by Lindsey T. Randolph, CFP®, in 1987, the firm initially specialized in 403(b) Tax Sheltered Annuities for employees of schools and non-profit organizations. Over time, it expanded its offerings to include mutual funds, retirement planning, college funding, life insurance, long-term care insurance, and estate planning. In 2022, Lindsey’s son, Brooks T. Randolph, joined the firm to continue its legacy of dedication and integrity. Valley Financial Services is affiliated with Cetera Advisor Networks LLC, ensuring a wide range of investment products and services. The firm’s mission is to help clients pursue lifelong financial security by developing customized strategies that minimize taxes, secure retirement income, and maximize legacy for families and communities.
Address: 5757 Pacific Ave Suite 248, Stockton, CA 95207, United States
Website: https://www.valleyfinancialservicesca.com/
Phone: 2094743465
Email: [email protected]
The Bott Group at Morgan Stanley
The Bott Group at Morgan Stanley, located in Stockton, California, offers comprehensive wealth management services tailored to professionals, business owners, and families. Led by Douglas Bott, CRPS®, and Anthony C. Bott, CFP®, the team provides personalized financial planning, investment management, retirement strategies, estate planning, and business succession planning. Their approach emphasizes understanding each client’s unique goals and risk tolerance to develop customized investment strategies. By leveraging Morgan Stanley’s extensive resources, The Bott Group aims to guide clients through complex financial decisions and market cycles.
Address: 3421 Brookside Road, Suite A, Stockton, CA 95219
Website: https://advisor.morganstanley.com/the-bott-group
Phone: 2094782230
Email: [email protected]
VG Capital Financial Services LLC
VG Capital Financial Services LLC is an investment advisory firm based in Stockton, California. They offer a range of financial services, including investment management, retirement planning, estate planning, insurance solutions, and tax strategies. The firm operates under a fiduciary standard, ensuring that clients’ interests are always prioritized.
Address: 3244 Brookside Rd #140, Stockton, CA 95219, United States
Website: http://www.vgcapital.net
Phone: 2097625929
Email: [email protected]
Randolph & Klein Financial Solutions
Randolph & Klein Financial Solutions is a Stockton, California-based financial advisory firm that has been serving the community since 1985. Led by Phyllis Klein and Norman Randolph, the firm offers a values-based approach to financial planning, focusing on aligning clients’ financial strategies with their personal goals and values. Their comprehensive services include retirement planning, life and health insurance, estate planning, Medicare supplements, long-term care solutions, and investment management. Affiliated with Royal Alliance Associates, Inc., a member of FINRA/SIPC, Randolph & Klein operates under a fiduciary standard, ensuring that clients’ interests are always prioritized. The firm is known for its personalized service and commitment to financial literacy, offering educational workshops to empower clients in making informed financial decisions.
Address: 2087 Grand Canal Blvd STE 5, Stockton, CA 95207, United States
Website: https://www.randolphandklein.com/
Phone: 2099561212
Email: [email protected]
Transamerica Financial Advisors, Inc.
Transamerica, headquartered in Baltimore, Maryland, is a leading financial services provider and a subsidiary of the global financial group Aegon Ltd. Founded in 1904, the company delivers a broad spectrum of solutions, including life insurance, retirement planning, investment services, and employee benefits. Serving more than 10 million customers, Transamerica managed approximately $427 billion in revenue-generating investments as of December 31, 2023. With a strong focus on financial well-being, Transamerica is dedicated to supporting individuals and businesses in building secure financial futures through its wide-ranging products and tailored strategies.
Address: 149 W Yokuts Ave Suite B, Stockton, CA 95207, United States
Phone: 2093337748
Website: https://www.transamerica.com/
Email: [email protected]
Calturas Capital
Calturas Capital is a California-based alternative investment firm specializing in syndicated commercial real estate opportunities. With more than 26 years of experience, the firm targets high-yield assets such as retail centers, multifamily housing, and agricultural properties, including olive orchards. Calturas Capital provides a passive investment model designed to minimize risk through a zero-debt structure and limited liability protections, ensuring that investors are not personally responsible for financial obligations. The firm focuses on off-market acquisitions and proactive asset management to generate consistent returns. Noteworthy projects like the Heavenly Gardens apartments in Tracy, CA, and the Corning Olive Orchards have delivered strong performance and tax advantages. By co-investing alongside its clients, Calturas Capital reinforces alignment of interests and builds long-term investor relationships.
Address: 1611 W March Ln, Stockton, CA 95207, United States
Website: https://calturas.com/
Phone: 9252262455
Email: [email protected]
Jacob Bruce – Financial Professional
Ethos Life is a modern life insurance provider that offers a fast, fully online application process with no medical exams required for most applicants. Through the personalized referral link https://agents.ethoslife.com/invite/1a0ba, users can explore flexible coverage options, including term and whole life insurance, backed by reputable carriers like Legal & General America and Ameritas. Ethos focuses on simplifying life insurance with transparent pricing, quick approval times, and policies designed for individuals aged 20 to 85, making it an accessible option for those seeking straightforward, affordable protection.
Address: 1948 W Benjamin Holt Dr, Stockton, CA 95207, United States
Website: https://agents.ethoslife.com/invite/1a0ba
Phone: 2096416533
Email: [email protected]
LifePath Wealth Advisors
LifePath Wealth Advisors is a financial advisory firm based in Stockton, California, that emphasizes aligning financial strategies with clients’ core values. Led by Anthony Apostolidis, CFP®, CEPA®, the firm offers comprehensive services, including financial planning, investment management, and risk management. It caters to a diverse clientele, with specialized services for business owners, entrepreneurs, and women investors. LifePath Wealth Advisors is affiliated with LPL Financial, a registered investment advisor and member of FINRA/SIPC.
Address: 10100 Trinity Pkwy # 430, Stockton, CA 95219, United States
Phone: 2099567020
Website: https://www.lifepathwealthadvisor.net/
Email: [email protected]
Stifel
Stifel’s Stockton, California branch, located at 10100 Trinity Parkway, Suite 320, delivers a full range of wealth management and investment services tailored to the needs of individuals and families. Under the leadership of Branch Manager Larry Watts, AIF®, the advisory team—including Christy Frank, AAMS®, MBA; Donna Kane; Rob Thompson; and Brian Wilkinson—offers personalized financial guidance designed to align with each client’s goals and risk profile. With a focus on long-term planning and strong client relationships, the branch assists with retirement strategies, education savings, and portfolio management to support clients in achieving financial confidence and success.
Address: 10100 Trinity Pkwy #320, Stockton, CA 95219, United States
Phone: 2098882000
Website: https://www.stifel.com/branch/ca/stockton
Email: [email protected]
Attentive Investments
Attentive Investments is an independent, SEC-registered investment advisory firm based in Stockton, California, offering comprehensive financial planning and investment management services for individuals and businesses. Founded in 2004 and led by Athena Stone since its 2021 rebranding, the firm emphasizes a client-centric approach, tailoring strategies for retirement planning, education funding, wealth accumulation, and employer-sponsored retirement plans. As a fiduciary and a certified Women-Owned Small Business, Attentive Investments is committed to transparency, integrity, and acting in the best interests of its clients across all services.
Address: 5345 N El Dorado St #5, Stockton, CA 95207, United States
Phone: 2096364931
Email: [email protected]
Website: https://www.attentiveinv.com/
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