Retirement Planners in Santa Ana To Consider

1. Ryan O’Kane ARBOR Financial Group

Ryan O’Kane, a seasoned Mortgage Advisor at Arbor Financial Group, specializes in delivering personalized mortgage solutions tailored to a diverse clientele, including first-time homebuyers, veterans, self-employed individuals, and those without traditional credit profiles. Notably, Ryan provides expertise in ITIN home loans, assisting non-U.S. citizens without Social Security Numbers in achieving homeownership by leveraging Individual Taxpayer Identification Numbers. Additionally, he offers guidance on reverse mortgages for homeowners aged 62 and above, enabling them to access home equity for retirement needs. With a commitment to transparency and client education, Ryan ensures that each mortgage journey is informed and tailored to individual financial goals.

• Telephone: (949) 242-9180
• Email: [email protected]
• Website URL: arborfg.com
• Address: 1805 E Garry Ave, Santa Ana, CA 92705

2. Topp and Lau, Inc. An Accountancy Corp.

Topp & Lau, Inc. is a full-service accounting firm based in Santa Ana, California, offering personalized and affordable financial services to individuals and businesses. Their comprehensive suite includes tax preparation and planning, small business accounting, part-time CFO services, QuickBooks setup and training, estate planning, elder care, and strategic business consulting. The firm emphasizes client education through newsletters, financial guides, and calculators, aiming to empower clients in managing their finances effectively. With a commitment to professionalism and responsiveness, Topp & Lau provides a free initial consultation to assess client needs and deliver tailored financial solutions.

• Telephone: (714) 664-0300
• Email: [email protected]
• Website URL: toppandlau.com
• Address: 400 N Tustin Ave, Suite 380, Santa Ana, CA 92705

3. Orange County Employees Retirement System (OCERS)

The Orange County Employees Retirement System (OCERS) is a public pension fund established in 1945 to provide retirement, death, disability, and cost-of-living benefits to employees of Orange County, California, and certain special districts. Operating under the County Employees Retirement Law of 1937, OCERS serves over 31,000 active and deferred members and more than 21,000 retirees and beneficiaries. Governed by a ten-member Board of Retirement, the system manages a diversified investment portfolio valued at approximately $22 billion. OCERS offers a range of member services through its myOCERS portal, including benefit estimators, retirement applications, and account management tools. The organization is committed to financial literacy and community engagement, providing educational resources and participating in sustainability initiatives. With a focus on transparency and fiduciary responsibility, OCERS continues to adapt its services to meet the evolving needs of its members.

• Telephone: (714) 558-6200
• Email: [email protected]
• Website URL: ocers.org
• Address: 2223 E Wellington Ave, Suite 100, Santa Ana, CA 92701

4. Apex Wealth Management Group

Apex Wealth Management Group is an independent, fee-based financial advisory firm headquartered in Santa Ana, California, with additional offices in San Francisco. Led by founder and CERTIFIED FINANCIAL PLANNER™ Juan Carlos Rosario, the firm specializes in comprehensive financial planning and wealth management services tailored to individuals, families, and organizations across the United States. Operating under a fiduciary standard, Apex offers a wide range of services, including retirement planning, tax strategies, estate planning, philanthropy, and risk management. Their client-centric approach emphasizes personalized financial plans designed to align with each client’s unique goals and circumstances. Affiliated with Kovack Securities, Inc. and Kovack Advisors, Inc., Apex Wealth Management Group is committed to delivering transparent and strategic financial guidance.

• Telephone: (714) 919-4446
• Email: [email protected]
• Website URL: apexwmg.com
• Address: 1551 N Tustin Ave, Suite 195, Santa Ana, CA 92705

5. Heritage Financial, Ara Malazian, CFP

Heritage Financial, founded by Certified Financial Planner™ Ara Malazian in 2005, is a financial advisory firm based in California. The firm offers a comprehensive suite of services, including financial planning, investment management, insurance solutions, retirement strategies, and estate planning. With a client-centric approach, Heritage Financial is dedicated to helping individuals and families achieve their financial goals through personalized and strategic guidance. Their commitment to professionalism and tailored solutions underscores their mission to provide effective financial planning services.

• Telephone: (949) 706-3212
• Email: [email protected]
• Website URL: financialplanningca.com
• Address: 505 N Tustin Ave, Suite 267, Santa Ana, CA 92705

6. Financial Strategies – Wealth Management Group

Financial Strategies – Wealth Management Group (FSWMG), headquartered in Santa Ana, California, is a fee-based Registered Investment Advisory firm led by founder Robert B. Lawrence, Jr. With over three decades of experience, FSWMG specializes in personalized financial planning and wealth management services tailored to individuals, professionals, and business owners. Their offerings include retirement planning, asset management, 401(k) management, Deferred Sales Trusts (DSTs), and specialized programs for HENRY (High Earner, Not Rich Yet) and FIRE (Financial Independence, Retire Early) clients. Emphasizing a client-centric approach, FSWMG employs their proprietary S.T.A.R.S.™ process—Safety, Tax-Advantaged Plans, Access to Funds, Reasonable Returns, and Simplicity—to help clients achieve their financial goals and desired lifestyles. Operating under a fiduciary standard, the firm is committed to acting in clients’ best interests, providing transparent and strategic financial guidance.

• Telephone: (714) 368-7494
• Email: [email protected]
• Website URL: fswmg.com
• Address: 6 Hutton Centre Dr, Penthouse Suite 1400, Santa Ana, CA 92707

7. Tustin Centre Wealth Advisors

Wells Fargo Advisors is a prominent financial services firm offering a comprehensive suite of investment and wealth management solutions tailored to individual client needs. Clients can choose from various engagement models, including working with a dedicated financial advisor, utilizing digital investing platforms like Intuitive Investor®, or opting for self-directed investing through WellsTrade®. The firm’s services encompass personalized financial planning, retirement strategies, estate planning, and access to a broad range of investment products such as stocks, bonds, mutual funds, and ETFs. With a client-first philosophy, Wells Fargo Advisors emphasizes building long-term relationships and providing guidance aligned with clients’ financial goals. Additionally, clients benefit from robust online and mobile tools, including the LifeSync® feature, which helps track and manage financial objectives.

• Telephone: (877) 590-6613
• Email: [email protected]
• Website URL: tustincentrewealth.com
• Address: 1551 N Tustin Ave, Suite 100, Santa Ana, CA 92705

8. Liberty Capital Management

Liberty Capital Management is a financial advisory firm with offices in Birmingham, Michigan, and Santa Ana, California. Led by President & CEO Ken Carbaugh, the firm emphasizes a client-focused approach, ensuring that clients interact with responsive and knowledgeable professionals. Their team includes experienced advisors like Chris Kelly, CFP®, who specializes in working with entrepreneurs, executives, and professionals to build wealth and minimize taxes. Liberty Capital Management is committed to providing personalized financial strategies tailored to individual client needs.

• Telephone: (949) 724-8848
• Email: [email protected]
• Website URL: libertycapitalmgt.com
• Address: 1811 E Garry Ave, Santa Ana, CA 92705

9. Managed Asset Protection Inc.

Managed Asset Companies, headquartered in Laguna Hills, California, is a financial services firm established in 1994 and incorporated in 1996. The company offers a range of services through its subsidiaries, including Managed Asset Wealth Management LLC, a California-registered investment advisory firm, and Managed Asset Insurance Services. Their offerings encompass financial planning, wealth management, and specialized insurance products aimed at capital preservation and estate enhancement. Emphasizing a philosophy of “Safety, Service, Performance,” the firm is dedicated to providing financial peace of mind to clients, associates, and employees. Their approach focuses on low-risk, low-volatility investment strategies and insurance solutions designed to secure clients’ financial futures and that of their heirs.

• Telephone: (949) 261-2400
• Email: [email protected]
• Website URL: managedasset.com
• Address: 25401 Cabot Rd, Suite 206, Laguna Hills, CA 92653