Los Angeles, a city synonymous with opportunity and innovation, is also home to a diverse range of investment firms that offer strategic financial planning, wealth management, and retirement services. Whether you’re an individual seeking sustainable investment options or a family office in need of comprehensive portfolio management, these firms operate with professionalism, transparency, and a commitment to your financial future. Below are ten investment firms in Los Angeles to consider for tailored financial guidance.
1. KLK Capital Management LLC
KLK Capital Management is a Los Angeles-based firm offering bespoke financial advisory services to high-net-worth families, individuals, and institutions. Founded in 2014 by Hyung Kim, it provides a structured four-step process that includes personalized planning, portfolio monitoring, and ongoing reviews. The firm partners with Diversify Advisory Services and DFPG Investments to ensure robust client solutions.
Phone: 949-379-1988
Email: [email protected]
Address: 2560 W Olympic Blvd Suite 303, Los Angeles, CA 90006
Website: https://www.klkcapital.com/
2. Sustainable Responsible Retirement Strategies (SRRS)
SRRS specializes in socially responsible investing and sustainable strategies. Based in La Crosse but with a Los Angeles presence, it is led by Allison Mendoza, AIF®, and focuses on risk-managed, value-aligned investment plans. Their services include estate planning, cash flow management, and tactical portfolio diversification.
Phone: 888-492-4623
Email: [email protected]
Address: 444 N Main St, Los Angeles, CA 54601
Website: https://srretirementstrategies.com/
3. Apollo Global Management LLC
With a major Los Angeles office, Apollo Global Management is known for its leadership in alternative asset management. The firm focuses on credit, private equity, and real assets, and manages over $651 billion in AUM. Its business is structured around asset management, retirement services, and principal investing.
Phone: 310-843-1900
Email: [email protected]
Address: 2000 Avenue of the Stars #510, Los Angeles, CA 90067
Website: https://www.apollo.com/
4. Impact Fiduciary
Impact Fiduciary, founded by Patrick Dinan, CFP®, CSRIC®, is a fee-only wealth management firm in Pasadena that integrates sustainable investing with advanced financial planning. Their niche lies in helping tech professionals manage stock options, RSUs, and complex retirement plans.
Phone: 323-615-1427
Email: [email protected]
Address: 3436 Madera Ave, Los Angeles, CA 90039
Website: http://www.impactfiduciary.com/
5. Dreyer Wentworth Wealth Management
Located in Long Beach with a presence in Los Angeles, Dreyer Wentworth is led by Rebecca Dreyer, MBA, CRPC®, and offers personalized services such as retirement income strategies and legacy planning. Their platform includes market commentaries and financial tools for clients.
Phone: 562-256-7028
Email: [email protected]
Address: 11620 Wilshire Blvd 9th Floor, Los Angeles, CA 90025
Website: http://www.dreyerwentworth.com/
6. Shirley Wang – Northwestern Mutual
Shirley Wang offers financial planning services under the Northwestern Mutual umbrella. Based in downtown Los Angeles, she focuses on investment planning, retirement solutions, and long-term relationship building to support financial goals.
Phone: 213-243-4458
Email: [email protected]
Address: 515 S Flower St Fl 34, Los Angeles, CA 90071
Website: http://shirleywang.nm.com
7. BlackLines Financial
BlackLines Financial is committed to fiduciary transparency and customized financial strategies. Their services include long-term investment management and life-stage financial planning, emphasizing clarity and tailored advice.
Phone: 213-789-6950
Email: [email protected]
Address: 515 S Flower St Fl 18, Los Angeles, CA 90071
Website: http://blacklinesfinancial.com
8. Weinberger Asset Management (WAM)
Founded in 1993, WAM is a fee-only RIA offering wealth management, financial planning, and divorce financial analysis. Their discovery-based approach and Total Client Profile analysis help align clients’ financial decisions with life goals.
Phone: 310-442-8472
Email: [email protected]
Address: 11661 San Vicente Blvd #820, Los Angeles, CA 90049
Website: http://www.wamasset.com/
9. Rainmaker Securities (Riley Investment Management LLC)
Rainmaker specializes in private securities transactions and operates Rainmaker-X, a marketplace for late-stage and pre-IPO opportunities. They work with institutions and HNWIs for capital raising, M&A advisory, and secondary market transactions.
Phone: 310-966-1445
Email: [email protected]
Address: 11100 Santa Monica Blvd #810, Los Angeles, CA 90025
Website: https://www.rainmakersecurities.com/
10. Created Wealth Advisory
Created Wealth Advisory delivers values-driven financial services. Led by Anne B. Johnston, the firm emphasizes personal alignment with financial freedom and strategic estate planning, offering deeply personalized advisory solutions.
Phone: 310-601-4262
Email: [email protected]
Address: 4081 Redwood Ave, Los Angeles, CA 90066
Website: http://www.createdwealth.com/
These investment firms each bring unique strengths and philosophies to the financial planning process. Whether your goals include wealth preservation, sustainable investing, or legacy building, these firms represent a thoughtful selection to explore in Los Angeles.
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